UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B ordinary shares | (1) | (1) | Class A ordinary shares | 2,656,500 (1) | $ (1) | D (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SDCL EDGE Sponsor LLC C/O SDCL EDGE ACQUISITION CORP. 1120 AVENUE OF THE AMERICAS, 4TH FLOOR NEW YORK, NY 10036 |
X | |||
SDCL EDGE Acquisition Corp C/O SDCL EDGE ACQUISITION CORP. 1120 AVENUE OF THE AMERICAS, 4TH FLOOR NEW YORK, NY 10036 |
X | |||
Maxwell Jonathan C/O SDCL EDGE ACQUISITION CORP. 1120 AVENUE OF THE AMERICAS, 4TH FLOOR NEW YORK, NY 10036 |
X | X | Co-Chief Executive Officer |
SDCL EDGE Sponsor LLC, by /s/ Benoit Sansoucy, as Manager | 10/28/2021 | |
**Signature of Reporting Person | Date | |
SDCL EDGE Sponsor Participation LLP, by /s/ Eugene Kinghorn, as Member | 10/28/2021 | |
**Signature of Reporting Person | Date | |
/s/ Jonathan Maxwell | 10/28/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As described in the issuer's registration statement on Form S-1 (File No. 333-254238) under the heading "Description of Securities-Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination. Includes 656,250 Class B ordinary shares that are subject to repurchase if the underwriters of the issuer's initial public offering do not exercise in full their option to purchase additional units. |
(2) | SDCL EDGE Sponsor LLC (the "Sponsor") is the record holder of the Class B ordinary shares reported herein. SDCL EDGE Sponsor Participation LLP (the "Managing Member") is the managing member of the Sponsor and, by virtue of that relationship, the Managing Member may be deemed a beneficial owner of the securities held by the Sponsor. The Managing Member disclaims beneficial ownership of the securities held by the Sponsor except to the extent of its pecuniary interest therein. |
(3) | Jonathan Maxwell is a member of the Managing Member and has investment control over the securities held by the Sponsor through the Managing Member. By virtue of that relationship, Jonathan Maxwell may be deemed a beneficial owner of the securities held by the Sponsor. Jonathan Maxwell disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein. |
Remarks: Exhibit 24.1 - Powers of Attorney. |